§ 70D-3-501 Disciplinary action
§ 70D-3-502 Investigations

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Terms Used In Utah Code > Title 70D > Chapter 3 > Part 5 - Enforcement

  • Adjudicative proceeding: means :
         (2)(a) an action by a board, commission, department, officer, or other administrative unit of the state that determines the legal rights, duties, privileges, immunities, or other legal interests of one or more identifiable persons, including an action to grant, deny, revoke, suspend, modify, annul, withdraw, or amend an authority, right, or license; and
         (2)(b) judicial review of an action described in Subsection (2)(a). See Utah Code 68-3-12.5
  • Allegation: something that someone says happened.
  • Commissioner: means the commissioner of the department. See Utah Code 70D-1-102
  • Discovery: Lawyers' examination, before trial, of facts and documents in possession of the opponents to help the lawyers prepare for trial.
  • Equal: means , with respect to biological sex, of the same value. See Utah Code 68-3-12.5
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Licensee: means an individual licensed under this chapter. See Utah Code 70D-3-102
  • loan originator: means an individual who for compensation or in the expectation of compensation:
              (12)(a)(i) takes a residential mortgage loan application; or
              (12)(a)(ii) offers or negotiates a term of a residential mortgage loan. See Utah Code 70D-3-102
  • Person: means :
         (24)(a) an individual;
         (24)(b) an association;
         (24)(c) an institution;
         (24)(d) a corporation;
         (24)(e) a company;
         (24)(f) a trust;
         (24)(g) a limited liability company;
         (24)(h) a partnership;
         (24)(i) a political subdivision;
         (24)(j) a government office, department, division, bureau, or other body of government; and
         (24)(k) any other organization or entity. See Utah Code 68-3-12.5
  • Probation: A sentencing alternative to imprisonment in which the court releases convicted defendants under supervision as long as certain conditions are observed.
  • Record: means information that is:
         (8)(a) inscribed on a tangible medium; or
         (8)(b) stored in an electronic or other medium and is retrievable in perceivable form. See Utah Code 70D-1-102
  • State: means :
         (10)(a) a state, territory, or possession of the United States;
         (10)(b) the District of Columbia; or
         (10)(c) the Commonwealth of Puerto Rico. See Utah Code 70D-1-102
  • Subpoena: A command to a witness to appear and give testimony.