§ 19.310.005 Finding — Purpose
§ 19.310.010 Definitions
§ 19.310.020 Actions for collection of compensation — Requirements
§ 19.310.030 Notice of change in control — Exceptions
§ 19.310.040 Duties of exchange facilitator — Fidelity bonds
§ 19.310.050 Claims on fidelity bonds — Remedies
§ 19.310.060 Duties of exchange facilitator — Errors and omissions policies
§ 19.310.070 Claims on errors and omissions policies — Remedies
§ 19.310.080 Exchange funds — Prudent investor standard — Violations — Not subject to execution or attachment
§ 19.310.090 Administration of places of business — Direct management
§ 19.310.100 Prohibited practices
§ 19.310.110 Deposit of client funds — Written notice
§ 19.310.120 Prima facie evidence of fraud — Violations — Penalty — Cure for violations
§ 19.310.130 Violations — Misdemeanor
§ 19.310.150 Violation of chapter — Civil suit — Damages
§ 19.310.160 Application of consumer protection act
§ 19.310.900 Application of chapter 21.20 RCW
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Terms Used In Washington Code > Chapter 19.310 - Exchange facilitators

  • Amendment: A proposal to alter the text of a pending bill or other measure by striking out some of it, by inserting new language, or both. Before an amendment becomes part of the measure, thelegislature must agree to it.
  • Assets: (1) The property comprising the estate of a deceased person, or (2) the property in a trust account.
  • Attachment: A procedure by which a person's property is seized to pay judgments levied by the court.
  • Contract: A legal written agreement that becomes binding when signed.
  • Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
  • Damages: Money paid by defendants to successful plaintiffs in civil cases to compensate the plaintiffs for their injuries.
  • Embezzlement: In most states, embezzlement is defined as theft/larceny of assets (money or property) by a person in a position of trust or responsibility over those assets. Embezzlement typically occurs in the employment and corporate settings. Source: OCC
  • Escrow: Money given to a third party to be held for payment until certain conditions are met.
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Fraud: Intentional deception resulting in injury to another.
  • Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.
  • Partnership: A voluntary contract between two or more persons to pool some or all of their assets into a business, with the agreement that there will be a proportional sharing of profits and losses.
  • person: may be construed to include the United States, this state, or any state or territory, or any public or private corporation or limited liability company, as well as an individual. See Washington Code 1.16.080
  • Trustee: A person or institution holding and administering property in trust.