Securities: Related Laws
U.S.
- U.S. Code > Title 15 > Chapter 2 - Federal Trade Commission; Promotion of Export Trade and Prevention of Unfair Methods of Competition
- U.S. Code > Title 15 > Chapter 2A - Securities and Trust Indentures
- U.S. Code > Title 15 > Chapter 2B - Securities Exchanges
- 15 USC 78aaa - Short title
- 15 USC 78bbb - Application of Securities Exchange Act of 1934
Alabama
- Alabama Code > Title 8 > Chapter 6 - Securities
- Alabama Code > Title 34 > Chapter 27C - Alabama Security Regulatory Board
Arizona
- Arizona Laws > Title 44 > Chapter 12 - Sales of Securities
- Arizona Laws > Title 44 > Chapter 13 - Investment Management
- Arizona Laws 44-6751. Investment of pension funds
California
- California Corporations Code 5510 - (a) Meetings of members may be held at a place within or without ...
- California Corporations Code 5511 - (a) Whenever members are required or permitted to take any ...
- California Corporations Code 5512 - (a) One-third of the voting power, represented in person or by ...
- California Codes > Corporations Code > Title 4 - Securities
- California Codes > Financial Code > Division 14 - Securities Depositories
Connecticut
- Connecticut General Statutes > Title 36b - Connecticut Securities Law and Business Opportunity Investment Act
- Connecticut General Statutes > Title 42b - Registered Obligations of Public Entities
Delaware
- Delaware Code > Title 6 > Chapter 27A - Asset-Backed Securities Facilitation Act
- Delaware Code > Title 6 > Chapter 73 - Securities Act
- Delaware Code > Title 12 > Chapter 8 - Uniform Tod Security Registration Act
- Delaware Code > Title 12 > Chapter 43 - Uniform Act for Simplification of Fiduciary Security Transfers
Florida
- Florida Statutes > Chapter 517 - Securities Transactions
- Florida Statutes > Chapter 519 - Equity Exchanges
- Florida Statutes > Chapter 711 - Florida Uniform Transfer-On-Death Security Registration Act
- Florida Regulations > Division 69W - Securities
Hawaii
- Hawaii Revised Statutes > Chapter 485A - Uniform Securities Act
- Hawaii Revised Statutes > Chapter 539 - Uniform Transfer-On-Death (Tod) Security Registration Act
Idaho
- Idaho Code > Title 15 > Chapter 6 > Part 3 - Uniform Tod Security Registration Act
- Idaho Code > Title 30 > Chapter 14 - Uniform Securities Act (2004)
- Idaho Code > Title 30 > Chapter 15 - Idaho Commodity Code
- Idaho Code > Title 68 > Chapter 9 - Simplification of Fiduciary Security Transfers
Illinois
- Illinois Compiled Statutes > 760 ILCS 51 - Uniform Prudent Management of Institutional Funds Act
- Illinois Compiled Statutes > Chapter 815 > Securities
Indiana
- Indiana Code > Title 23 > Article 2 - Securities and Franchises
- Indiana Code 23-2.5-5-5. Burden of proof of compliance
- Indiana Code 23-2.5-9-1. Loan broker agreement; licensee information
- Indiana Code 23-2.5-11-5. Notice before final order
- Indiana Code > Title 23 > Article 19 - Indiana Uniform Securities Act
Iowa
- Iowa Code > Chapter 502 - Uniform Securities Act (Blue Sky Law)
- Iowa Code > Chapter 502A - Commodities Code
- Iowa Code > Chapter 633D - Transfer On Death Security Registration
Kansas
- Kansas Statutes > Chapter 17 > Article 12 - Securities
- Kansas Statutes > Chapter 17 > Article 12a - Uniform Securities Act
- Kansas Statutes > Chapter 17 > Article 49 - Uniform Act for Simplification of Fiduciary Security Transfers
- Kansas Statutes > Chapter 17 > Article 49a - Uniform Transfer On Death Security Registration Act
- Kansas Statutes > Chapter 58 > Article 24a - Uniform Prudent Investor Act
Maine
- Maine Revised Statutes > Title 32 > Chapter 111-A - Maine Commodity Code
- Maine Revised Statutes > Title 32 > Chapter 135 - Maine Uniform Securities Act
Massachusetts
Michigan
- Michigan Laws > Chapter 441 - Fiduciary Security Transfers
- Michigan Laws > Chapter 451 > Act 13 of 1935 - Michigan Corporation and Securities Commission
- Michigan Laws > Chapter 451 > Act 275 of 1937 - Real Estate Bonds and Securities
- Michigan Laws > Chapter 451 > Act 87 of 2009 - Uniform Prudent Management of Institutional Funds Act
- Michigan Laws > Chapter 451 > Act 551 of 2008 - Uniform Securities Act
Minnesota
- Minnesota Statutes 84.66 - Minnesota Forests for the Future Program
- Minnesota Statutes 84.67 - Forests for the Future Revolving Account
- Minnesota Statutes 84.76 - Apprentice Riders
- Minnesota Statutes 84.01 - Department of Natural Resources; Commissioner Appointment
- Minnesota Statutes 84.02 - Definitions
Missouri
- Missouri Laws > Chapter 402 - Trust Funds for Disabled Persons
- Missouri Laws > Chapter 403 - Security Transfers by Fiduciaries
- Missouri Laws > Chapter 409 - Regulation of Securities
Montana
Nevada
- Nevada Revised Statutes > Chapter 90 - Securities (Uniform Act)
- Nevada Revised Statutes > Chapter 105 - Security Instruments of Public Utilities
New Hampshire
New Jersey
New Mexico
New York
North Carolina
- North Carolina General Statutes > Chapter 41 > Article 4 - The Uniform Transfer on Death (TOD) Security Registration Act
- North Carolina General Statutes > Chapter 62 > Article 8 - Securities Regulation
- North Carolina General Statutes > Chapter 78A - North Carolina Securities Act
- North Carolina General Statutes > Chapter 78C - Investment Advisers
- North Carolina General Statutes > Chapter 78D - Commodities Act
North Dakota
- North Dakota Code > Chapter 1-07 - Validation of Municipal Securities
- North Dakota Code > Chapter 10-04 - Supervision of Issue and Sale of Securities
- North Dakota Code > Chapter 14-10.1 - Uniform Securities Ownership by Minors Act
- North Dakota Code > Chapter 51-23 - Commodities Transactions
Ohio
- Ohio Code > Chapter 1707 - Securities
- Ohio Code > Chapter 1709 - Uniform Transfer-On-Death Security Registration Act
Oregon
- Oregon Statutes > Chapter 59 - Securities Regulation
- Oregon Statutes 60.032 - Investigations of violations of chapter; confidentiality; penalties; administrative dissolution; rules
Rhode Island
- Rhode Island General Laws > Chapter 6-17 - Bucket Shops
- Rhode Island General Laws > Chapter 7-11 - Rhode Island Uniform Securities Act
- Rhode Island General Laws > Chapter 7-11.1 - The Uniform Transfer on Death Security Registration Act
- Rhode Island General Laws > Chapter 18-10 - Registration of Securities in Name of Nominee
- Rhode Island General Laws > Chapter 18-11 - Simplification of Fiduciary Security Transfers
South Carolina
South Dakota
Tennessee
- Tennessee Code > Title 35 > Chapter 12 - Uniform Transfer On Death Security Registration
- Tennessee Code > Title 35 > Chapter 14 - Uniform Prudent Investor Act
- Tennessee Code 48-1-101 - Short title
- Tennessee Code 48-1-102 - Part definitions
- Tennessee Code 48-1-103 - Exemptions
Utah
Vermont
- Vermont Statutes > Title 9 > Chapter 133 - Insider Trading Act
- Vermont Statutes > Title 9 > Chapter 134 - Transfer On Death Security Registration
- Vermont Statutes > Title 9 > Chapter 150 - Securities Act
Virginia
- Virginia Code 6.2-2400: Definition
- Virginia Code 6.2-2401: Securitization transactions; no interest retained by transferor
- Virginia Code 6.2-2402: Treatment of securitization transactions
- Virginia Code > Title 13.1 > Chapter 4.2 - Securities Registered in Joint Names
- Virginia Code > Title 13.1 > Chapter 5 - Securities Act
Washington
West Virginia
- West Virginia Code 29-3-28 - Transfer of certain state employees; perpetuation of rules, regulations and orders
- West Virginia Code > Chapter 31 > Article 4D - Uniform Act for Simplification of Fiduciary Security Transfers
- West Virginia Code > Chapter 32 - Uniform Securities Act
- West Virginia Code > Chapter 32B - The West Virginia Commodities Act
- West Virginia Code > Chapter 36 > Article 10 - Uniform Transfer On Death Security Registration Act