2024 Iowa Code 502.409 – Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative — cessation of business — abandoned filings
2023 Iowa Code 502.409 – Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative — cessation of business — abandoned filings
2022 Iowa Code 502.409 – Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative — cessation of business — abandoned filings.
2020 Iowa Code 502.409 – Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative — cessation of business — abandoned filings.
2018 Iowa Code 502.409 – Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative — cessation of business — abandoned filings.
2016 Iowa Code 502.409 – Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative
2014 Iowa Code 502.409 – Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative – cessation of business – abandoned filings.
2009 Iowa Code 502.409 – Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative — cessation of business — abandoned filings