2024 Texas Government Code 4007.202 – Unauthorized Rendering of Services as Investment Adviser or Investment Adviser Representative; Offense

2023 Texas Government Code 4007.202 – Unauthorized Rendering of Services as Investment Adviser or Investment Adviser Representative; Offense

2022 Texas Government Code 4007.202 – Unauthorized Rendering of Services as Investment Adviser or Investment Adviser Representative; Offense

2019 Texas Government Code 4007.202 – Unauthorized Rendering of Services as Investment Adviser or Investment Adviser Representative; Offense