2024 17 CFR 240.10b-21 – Deception in connection with a seller’s ability or intent to deliver securities on the date delivery is due

2023 17 CFR 240.10b-21 – Deception in connection with a seller’s ability or intent to deliver securities on the date delivery is due

2022 17 CFR 240.10b-21 – Deception in connection with a seller’s ability or intent to deliver securities on the date delivery is due

2021 17 CFR 240.10b-21 – Deception in connection with a seller’s ability or intent to deliver securities on the date delivery is due

2016 17 CFR 240.10b-21 – Deception in connection with a seller’s ability or intent to deliver securities on the date delivery is due

2015 17 CFR 240.10b-21 – Deception in connection with a seller’s ability or intent to deliver securities on the date delivery is due

2014 17 CFR 240.10b-21 – Deception in connection with a seller’s ability or intent to deliver securities on the date delivery is due

2010 17 CFR 240.10b-21 – Deception in connection with a seller’s ability or intent to deliver securities on the date delivery is due