2024 17 CFR 240.17a-9T – Records to be made and retained by certain exchange members, brokers and dealers

2023 17 CFR 240.17a-9T – Records to be made and retained by certain exchange members, brokers and dealers

2022 17 CFR 240.17a-9T – Records to be made and retained by certain exchange members, brokers and dealers

2021 17 CFR 240.17a-9T – Records to be made and retained by certain exchange members, brokers and dealers

2016 17 CFR 240.17a-9T – Records to be made and retained by certain exchange members, brokers and dealers

2015 17 CFR 240.17a-9T – Records to be made and retained by certain exchange members, brokers and dealers

2014 17 CFR 240.17a-9T – Records to be made and retained by certain exchange members, brokers and dealers