2024 17 CFR 240.3a71-4 – Exception from aggregation for affiliated groups with registered security-based swap dealers

2023 17 CFR 240.3a71-4 – Exception from aggregation for affiliated groups with registered security-based swap dealers

2022 17 CFR 240.3a71-4 – Exception from aggregation for affiliated groups with registered security-based swap dealers

2021 17 CFR 240.3a71-4 – Exception from aggregation for affiliated groups with registered security-based swap dealers

2016 17 CFR 240.3a71-4 – Exception from aggregation for affiliated groups with registered security-based swap dealers

2015 17 CFR 240.3a71-4 – Exception from aggregation for affiliated groups with registered security-based swap dealers