An investment adviser must file this form under § 275.203-3 of this chapter to request a temporary hardship exemption or apply for a continuing hardship exemption.

Ask a legal question, get an answer ASAP!
Click here to chat with a lawyer about your rights.

[65 FR 57451, Sept. 22, 2000]Editorial Note:For Federal Register citations affecting Form ADV-H, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.