§ 279.0-1 Availability of forms
§ 279.1 Form ADV, for application for registration of investment adviser and for amendments to such registration statement
§ 279.2 Form ADV-W, notice of withdrawal from registration as investment adviser
§ 279.3 Form ADV-H, application for a temporary or continuing hardship exemption
§ 279.4 Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser
§ 279.8 Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser
§ 279.9 Form PF, reporting by investment advisers to private funds
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Terms Used In 17 CFR Part 279 - Forms Prescribed Under the Investment Advisers Act of 1940

  • Fiscal year: The fiscal year is the accounting period for the government. For the federal government, this begins on October 1 and ends on September 30. The fiscal year is designated by the calendar year in which it ends; for example, fiscal year 2006 begins on October 1, 2005 and ends on September 30, 2006.
  • Service of process: The service of writs or summonses to the appropriate party.