Terms Used In 9 CFR Part 321 - Cooperation With States and Territories

• act: means the Trust Indenture Act of 1939. See 17 CFR 260.0-2
• affiliate: means a person controlling, controlled by, or under common control with, another person. See 17 CFR 260.0-2
• agent for service: means the person authorized to receive notices and communications from the Commission. See 17 CFR 260.0-2
• Amendment: A proposal to alter the text of a pending bill or other measure by striking out some of it, by inserting new language, or both. Before an amendment becomes part of the measure, thelegislature must agree to it.
• amount: when used in regard to securities, shall have the meaning given in § 260. See 17 CFR 260.0-2
• Answer: The formal written statement by a defendant responding to a civil complaint and setting forth the grounds for defense.
• class: when used in regard to securities, shall have the meaning given in § 260. See 17 CFR 260.0-2
• Contract: A legal written agreement that becomes binding when signed.
• Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
• Defendant: In a civil suit, the person complained against; in a criminal case, the person accused of the crime.
• Docket: A log containing brief entries of court proceedings.
• Escrow: Money given to a third party to be held for payment until certain conditions are met.
• Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
• Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.
• Obligation: An order placed, contract awarded, service received, or similar transaction during a given period that will require payments during the same or a future period.
• outstanding: when used in regard to securities, shall have the meaning given in § 260. See 17 CFR 260.0-2
• Oversight: Committee review of the activities of a Federal agency or program.
• Pleadings: Written statements of the parties in a civil case of their positions. In the federal courts, the principal pleadings are the complaint and the answer.
• Power of attorney: A written instrument which authorizes one person to act as another's agent or attorney. The power of attorney may be for a definite, specific act, or it may be general in nature. The terms of the written power of attorney may specify when it will expire. If not, the power of attorney usually expires when the person granting it dies. ^{Source: OCC}
• Presiding officer: A majority-party Senator who presides over the Senate and is charged with maintaining order and decorum, recognizing Members to speak, and interpreting the Senate's rules, practices and precedents.
• Service of process: The service of writs or summonses to the appropriate party.
• State Protection and Advocacy System: is synonymous with the term "P&A" used elsewhere in this regulation, and the terms "System" and "Protection and Advocacy System" used in this part and in subpart C of this part. See 45 CFR 1326.19
• Trustee: A person or institution holding and administering property in trust.