§ 231 Cease and desist orders
§ 232 Removal or prohibition of officer or director
§ 233 Enforcement by Superior Court
§ 234 Notice to Federal authorities
§ 235 Change of director or senior executive officer

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Terms Used In Maine Revised Statutes > Title 9-B > Part 2 > Chapter 23 - Cease and Desist Orders; Removal or Change of Officer or Director

  • Agency: means a branch office of a financial institution at which all or part of the business of the institution is conducted, but the records pertaining to such business are maintained at another office of the institution, and not at such agency office. See Maine Revised Statutes Title 9-B Sec. 131
  • Alleged father: means :
A. See Maine Revised Statutes Title 19-A Sec. 1601
  • Appeal: A request made after a trial, asking another court (usually the court of appeals) to decide whether the trial was conducted properly. To make such a request is "to appeal" or "to take an appeal." One who appeals is called the appellant.
  • Appellate: About appeals; an appellate court has the power to review the judgement of another lower court or tribunal.
  • Blood or tissue-typing tests: means tests that demonstrate through examination of genetic markers the paternity of a child. See Maine Revised Statutes Title 19-A Sec. 1601
  • Branch: means any office of a financial institution, including a credit union, where the business of banking is conducted other than the institution's main office. See Maine Revised Statutes Title 9-B Sec. 131
  • Bureau: means the Bureau of Financial Institutions. See Maine Revised Statutes Title 9-B Sec. 131
  • capital: means the sum of common stock, paid-in common stock surplus, perpetual preferred stock, undivided profits and other capital reserves; [PL 1997, c. See Maine Revised Statutes Title 9-B Sec. 131
  • Child: means an individual who has not attained 18 years of age. See Maine Revised Statutes Title 19-A Sec. 1732
  • Commissioner: means the Commissioner of Health and Human Services, a designee or an authorized representative. See Maine Revised Statutes Title 19-A Sec. 101
  • Committee: means a joint legislative committee established to oversee program evaluation and government accountability matters. See Maine Revised Statutes Title 3 Sec. 992
  • Conviction: A judgement of guilt against a criminal defendant.
  • Department: means the Department of Health and Human Services and its agents and authorized representatives. See Maine Revised Statutes Title 19-A Sec. 101
  • Director: means a member of the governing body of a financial institution. See Maine Revised Statutes Title 9-B Sec. 131
  • Director: means the Director of the Office of Program Evaluation and Government Accountability. See Maine Revised Statutes Title 3 Sec. 992
  • Fiduciary: A trustee, executor, or administrator.
  • Financial institution: means a universal bank or limited purpose bank organized under the provisions of this Title, and a trust company, nondepository trust company, savings bank, industrial bank or savings and loan association organized under the prior laws of this State. See Maine Revised Statutes Title 9-B Sec. 131
  • Financial institution holding company: means any company which is deemed to be a holding company pursuant to the provisions contained in chapter 101. See Maine Revised Statutes Title 9-B Sec. 131
  • Fraud: Intentional deception resulting in injury to another.
  • Governing body: means the body that oversees the affairs of a financial institution. See Maine Revised Statutes Title 9-B Sec. 131
  • Guardian: A person legally empowered and charged with the duty of taking care of and managing the property of another person who because of age, intellect, or health, is incapable of managing his (her) own affairs.
  • Home state: means :
  • A. See Maine Revised Statutes Title 9-B Sec. 131
  • Indictment: The formal charge issued by a grand jury stating that there is enough evidence that the defendant committed the crime to justify having a trial; it is used primarily for felonies.
  • Interested party: means a person having a substantial interest in, or who is or may be aggrieved by, any act or impending act, or any report, rule, regulation, amendment, decision or order of the superintendent. See Maine Revised Statutes Title 9-B Sec. 131
  • Majority: when used in reference to age shall mean the age of 18 and over. See Maine Revised Statutes Title 1 Sec. 72
  • Office: means the Office of Program Evaluation and Government Accountability established in section 991. See Maine Revised Statutes Title 3 Sec. 992
  • Officer: means an employee of a financial institution who has been given managerial or other high-level duties by the governing body of the financial institution. See Maine Revised Statutes Title 9-B Sec. 131
  • Other entity: means any public or private entity in this State that may be subject to program evaluation under this chapter as the result of its receipt or expenditure of public funds. See Maine Revised Statutes Title 3 Sec. 992
  • Out-of-state: means a foreign country or a state other than this State. See Maine Revised Statutes Title 9-B Sec. 131
  • Out-of-state financial institution: means a financial institution organized under provisions of law of a foreign country or a state other than this State that maintains, or seeks to establish and maintain, a branch in this State. See Maine Revised Statutes Title 9-B Sec. 131
  • Paternity proceeding: means the administrative proceeding provided in this subchapter for the commencement of an action to establish paternity under subchapter I. See Maine Revised Statutes Title 19-A Sec. 1601
  • Person: means an individual, corporation, partnership, joint venture, trust, estate or unincorporated association. See Maine Revised Statutes Title 9-B Sec. 131
  • Policy committee: means the joint standing committee of the Legislature having jurisdiction over taxation matters. See Maine Revised Statutes Title 3 Sec. 992
  • Probable cause: A reasonable ground for belief that the offender violated a specific law.
  • Program evaluation: means an examination of any government program that includes performance audits, management analysis, inspections, operations, research or examinations of efficiency, effectiveness or economy or the evaluation of any tax expenditure required under this chapter. See Maine Revised Statutes Title 3 Sec. 992
  • Qualified auditor: means an auditor who meets the education and experience requirements of the Office of State Auditor as defined in Title 5, section 241. See Maine Revised Statutes Title 3 Sec. 992
  • state: means any state, territory or possession of the United States, the Commonwealth of Puerto Rico and the District of Columbia. See Maine Revised Statutes Title 19-A Sec. 101
  • State agency: means each state board, commission, department, program, office or institution, educational or otherwise, of this State. See Maine Revised Statutes Title 3 Sec. 992
  • Statistic: includes , but is not limited to, a sum, mean, median, maximum, minimum, range and variance. See Maine Revised Statutes Title 3 Sec. 992
  • Subpoena: A command to a witness to appear and give testimony.
  • Subsidiary: means a corporation, partnership, business trust, association or similar organization, all of which are referred to in this subsection as "another company" owned or controlled by a financial institution or financial institution holding company. See Maine Revised Statutes Title 9-B Sec. 131
  • Superintendent: means the Superintendent of Financial Institutions. See Maine Revised Statutes Title 9-B Sec. 131
  • Working paper: means all documentary and other information acquired, prepared or maintained by the office during the conduct of a program evaluation, including all intra-agency and interagency communications relating to a program evaluation and includes electronic messages and draft reports or any portion of a draft report. See Maine Revised Statutes Title 3 Sec. 992