North Carolina General Statutes 78A-9. Misleading filings
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Terms Used In North Carolina General Statutes 78A-9
- Administrator: means the Secretary of State. See North Carolina General Statutes 78A-2
- Person: means an individual, an entity, a partnership in which the interests of the partners are not evidenced by a security, a trust in which the interests of the beneficiaries are not evidenced by a security, or an unincorporated organization. See North Carolina General Statutes 78A-2
It is unlawful for any person to make or cause to be made, in any document filed with the Administrator or in any proceeding under this Chapter, any statement which is, at the time and in the light of the circumstances under which it is made false or misleading in any material respect. (1973, c. 1380.)