Rhode Island General Laws 7-11-215. Custody of clients’ securities and funds
Current as of: 2024 | Check for updates
|
Other versions
Unless prohibited by rule or order of the director, an investment adviser registered under this chapter may take or retain custody of securities or funds of a client.
History of Section.
P.L. 1990, ch. 460, § 2; P.L. 1997, ch. 69, § 1.