Rhode Island General Laws 7-11-301. Registration requirement
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A person may not offer to sell or sell a security in this state unless the security:
(1) Is registered under this chapter;
(2) The security or transaction is exempt under this chapter; or
(3) It is a federal covered security.
History of Section.
P.L. 1990, ch. 460, § 2; P.L. 1997, ch. 69, § 1.
Terms Used In Rhode Island General Laws 7-11-301
- person: may be construed to extend to and include co-partnerships and bodies corporate and politic. See Rhode Island General Laws 43-3-6