(1) As used in this part:

Ask a legal question, get an answer ASAP!
Click here to chat with a lawyer about your rights.

Terms Used In Utah Code 7-1-1001

  • Account holder: means a person for whom an account is held by a financial institution. See Utah Code 7-1-1001
  • City: includes , depending on population, a metro township as defined in Section 10-3c-102. See Utah Code 68-3-12.5
  • Commissioner: means the Commissioner of Financial Institutions. See Utah Code 7-1-103
  • Department: means the Department of Financial Institutions. See Utah Code 7-1-103
  • Financial institution: means an institution subject to the jurisdiction of the department because of this title. See Utah Code 7-1-103
  • Governmental entity: means :
              (1)(b)(i) the state, including:
                   (1)(b)(i)(A) a department;
                   (1)(b)(i)(B) an institution;
                   (1)(b)(i)(C) a board;
                   (1)(b)(i)(D) a division;
                   (1)(b)(i)(E) a bureau;
                   (1)(b)(i)(F) an office;
                   (1)(b)(i)(G) a commission;
                   (1)(b)(i)(H) a committee; or
                   (1)(b)(i)(I) an elected official; and
              (1)(b)(ii) a political subdivision of the state, including:
                   (1)(b)(ii)(A) a county;
                   (1)(b)(ii)(B) a city;
                   (1)(b)(ii)(C) a town;
                   (1)(b)(ii)(D) a school district;
                   (1)(b)(ii)(E) a public transit district;
                   (1)(b)(ii)(F) a redevelopment agency;
                   (1)(b)(ii)(G) a special improvement district; or
                   (1)(b)(ii)(H) a taxing district. See Utah Code 7-1-1001
  • Institution: means :
         (19)(a) a corporation;
         (19)(b) a limited liability company;
         (19)(c) a partnership;
         (19)(d) a trust;
         (19)(e) an association;
         (19)(f) a joint venture;
         (19)(g) a pool;
         (19)(h) a syndicate;
         (19)(i) an unincorporated organization; or
         (19)(j) any form of business entity. See Utah Code 7-1-103
  • Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.
  • Nonprotected record: means a record maintained by a financial institution to facilitate the conduct of the financial institution's business regarding a person or account, including:
              (1)(c)(i) the existence of an account;
              (1)(c)(ii) the opening and closing dates of an account;
              (1)(c)(iii) the name under which an account is held; and
              (1)(c)(iv) the name, address, and telephone number of an account holder. See Utah Code 7-1-1001
  • Person: means :
         (27)(a) an individual;
         (27)(b) a corporation;
         (27)(c) a limited liability company;
         (27)(d) a partnership;
         (27)(e) a trust;
         (27)(f) an association;
         (27)(g) a joint venture;
         (27)(h) a pool;
         (27)(i) a syndicate;
         (27)(j) a sole proprietorship;
         (27)(k) an unincorporated organization; or
         (27)(l) any form of business entity. See Utah Code 7-1-103
  • Record: means information that is:
              (1)(e)(i) prepared, owned, received, or retained by a financial institution;
              (1)(e)(ii)
                   (1)(e)(ii)(A) inscribed on a tangible medium; or
                   (1)(e)(ii)(B) stored in an electronic or other medium; and
              (1)(e)(iii) retrievable in perceivable form. See Utah Code 7-1-1001
  • State: means , unless the context demands otherwise:
         (33)(a) a state;
         (33)(b) the District of Columbia; or
         (33)(c) the territories of the United States. See Utah Code 7-1-103
  • Subpoena: A command to a witness to appear and give testimony.
  • Town: includes , depending on population, a metro township as defined in Section 10-3c-102. See Utah Code 68-3-12.5
     (1)(a) “Account holder” means a person for whom an account is held by a financial institution.
     (1)(b) “Governmental entity” means:

          (1)(b)(i) the state, including:

               (1)(b)(i)(A) a department;
               (1)(b)(i)(B) an institution;
               (1)(b)(i)(C) a board;
               (1)(b)(i)(D) a division;
               (1)(b)(i)(E) a bureau;
               (1)(b)(i)(F) an office;
               (1)(b)(i)(G) a commission;
               (1)(b)(i)(H) a committee; or
               (1)(b)(i)(I) an elected official; and
          (1)(b)(ii) a political subdivision of the state, including:

               (1)(b)(ii)(A) a county;
               (1)(b)(ii)(B) a city;
               (1)(b)(ii)(C) a town;
               (1)(b)(ii)(D) a school district;
               (1)(b)(ii)(E) a public transit district;
               (1)(b)(ii)(F) a redevelopment agency;
               (1)(b)(ii)(G) a special improvement district; or
               (1)(b)(ii)(H) a taxing district.
     (1)(c) “Nonprotected record” means a record maintained by a financial institution to facilitate the conduct of the financial institution’s business regarding a person or account, including:

          (1)(c)(i) the existence of an account;
          (1)(c)(ii) the opening and closing dates of an account;
          (1)(c)(iii) the name under which an account is held; and
          (1)(c)(iv) the name, address, and telephone number of an account holder.
     (1)(d) “Protected record” means a record that is not defined as a nonprotected record.
     (1)(e) “Record” means information that is:

          (1)(e)(i) prepared, owned, received, or retained by a financial institution;
          (1)(e)(ii)

               (1)(e)(ii)(A) inscribed on a tangible medium; or
               (1)(e)(ii)(B) stored in an electronic or other medium; and
          (1)(e)(iii) retrievable in perceivable form.
(2) Except for a governmental entity listed in Subsection 7-1-1006(1), an individual acting on behalf of a governmental entity may not request, obtain by subpoena, or otherwise obtain information from a state or federally chartered financial institution that constitutes a record reflecting the financial condition of any person without first obtaining:

     (2)(a) written permission from all account holders of the account referenced in the record to be examined; or
     (2)(b) an order from a court of competent jurisdiction permitting access to the record.
(3) This section does not apply to a review made by the commissioner to determine whether a financial institution is operating in accordance with law.